-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J4mGEyjQcrwb/TDx6mveg/8XZx9w/vS5Kli9wLjZ/5V5MGj7Gg0clk68o9erhZgK tV/wKM/HrIqrAi/x+v5n6Q== 0000950152-98-000714.txt : 19980206 0000950152-98-000714.hdr.sgml : 19980206 ACCESSION NUMBER: 0000950152-98-000714 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980205 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENCORP INC CENTRAL INDEX KEY: 0000040888 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 340244000 STATE OF INCORPORATION: OH FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-16268 FILM NUMBER: 98522087 BUSINESS ADDRESS: STREET 1: 175 GHENT RD CITY: FAIRLAWN STATE: OH ZIP: 44333 BUSINESS PHONE: 2168694200 MAIL ADDRESS: STREET 1: 175 GHENT RD CITY: FAIRLAWN STATE: OH ZIP: 44333 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL TIRE & RUBBER CO DATE OF NAME CHANGE: 19840330 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENCORP SAVINGS PLAN CENTRAL INDEX KEY: 0000900486 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 175 GHENT RD CITY: FAIRLAWN STATE: OH ZIP: 44333-3300 BUSINESS PHONE: 2168694200 MAIL ADDRESS: STREET 1: 175 GHENT RD CITY: FAIRLAWN STATE: OH ZIP: 44333-3300 SC 13G/A 1 GENCORP/GENCORP RETIRE. SVGS PLAN SC 13G/AMEND. 9 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* GenCorp Inc. ------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.10 par value --------------------------------------------------- (Title of Class of Securities) 368682 10 0 --------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (continued on following page(s)) Page 1 of 5 Pages 2
- -------------------------------- ------------------------------ CUSIP No. 368682 10 0 13G Page 2 of 5 Pages ---------------- --- --- - -------------------------------- ------------------------------ - ----------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GenCorp Retirement Savings Plan (previously GenCorp Savings Plan) I.R.S. Employer Identification No. 25-6321453 - --------- ------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - --------- ------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Fairlawn, Ohio - ------------------------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF None SHARES -------- -------------------------------------------------------------------- Beneficially 6 SHARED VOTING POWER Owned by 5,163,013 Each -------- -------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Reporting None Person -------- -------------------------------------------------------------------- With 8 SHARED DISPOSITIVE POWER None - --------- -------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,163,013 - --------- -------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable - --------- -------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.5% - --------- -------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* EP - --------- --------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 3 Page 3 of 5 pages SCHEDULE 13G ------------ Item 1(a). Name of Issuer: - ---------- GenCorp Inc. Item 1(b). Address of Issuer's Principal Executive - ---------- Offices: 175 Ghent Road Fairlawn, Ohio 44333-3300 Item 2(a). Name of Person Filing: - ---------- GenCorp Retirement Savings Plan Item 2(b). Address of Principal Business Office: - ---------- 175 Ghent Road Fairlawn, Ohio 44333-3300 Item 2(c). Citizenship: - ---------- Ohio Item 2(d). Title of Class of Securities: - ---------- Common Stock, $.10 par value Item 2(e). CUSIP Number: - ---------- 368682 10 0 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or - ------- 13d-2(b), check whether the person filing is a: (a)[ ] Broker or Dealer registered under Section 15 of the Act (b)[ ] Bank as defined in Section 3(a)(6) of the Act (c)[ ] Insurance Company as defined in Section 3(a)(19) of the Act (d)[ ] Investment Company registered under Section 8 of the Investment Company Act (e)[ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f)[X] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-1(b)(1)(ii)(F)
4 Page 4 of 5 pages (g)[ ] Parent Holding Company, in accordance with 240.13d-1(b)(ii)(G) (Note: See Item 7) (h)[ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H) Item 4. Ownership: - ------- (a) Amount Beneficially Owned: 5,163,013 shares (b) Percent of Class: 12.5% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: None (ii) shared power to vote or to direct the vote: 5,163,013 (iii) sole power to dispose or to direct the disposition of: None. All such power is held by Mellon Bank, N.A. (the "Trustee" of the Plan). (iv) shared power to dispose or to direct the disposition of: None. All such power is held by the Trustee of the Plan. Item 5. Ownership of Five Percent or Less of a Class: - ------- Not applicable Item 6. Ownership of More Than Five Percent on Behalf of Another - ------- Person: The Plan is a voluntary savings plan for eligible employees of GenCorp Inc. and certain of its subsidiaries. Employees who elect to participate in the Plan may select one or more of seven investment options for their contributions, one such option being a fund investing solely in GenCorp shares. All matching company contributions are invested in the GenCorp stock fund. Under the terms of the Plan, the Trustee receives dividends on shares held in the fund and is required to invest and reinvest the principal and income of the fund in GenCorp shares. Participating employees ultimately receive such benefits as result from the performance of the fund upon their election to take a distribution of their allocated shares from the fund. Item 7. Identification and Classification of the Subsidiary Which - ------- Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Item 8. Identification and Classification of Members of the Group: - ------- The Trustee and employees of GenCorp Inc. who participate in the Plan. Item 9. Notice of Dissolution of Group: - ------- Not applicable 5 Page 5 of 5 pages Item 10. Certification: - -------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 3, 1998 - ------------------------------ Date By /s/ E. R. Dye --------------------------- E. R. Dye Secretary of GenCorp Inc. on behalf of the GenCorp Retirement Savings Plan - -------------------------------------- Title -----END PRIVACY-ENHANCED MESSAGE-----